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Securities Arbitration Newsletter


Dispute Resolution Regional Offices and Hearing Locations

FINRA offers 72 hearing venues, including at least one in each state of the United States, one in San Juan, Puerto Rico, and one in London, UK. Effective August 3, 2009, FINRA realigned the hearing locations. Specifically, FINRA opened new hearing locations in Jacksonville, Florida, and Syracuse, New York; and discontinued hearing locations in Clearwater, Florida; Rochester, New York; and New London, Connecticut. The three closed hearing locations are in close proximity to existing locations. There will be no impact on pending cases in the closed hearing locations. Arbitrators in the locations that were closed were reassigned to nearby hearing locations.

 


 

Northeast Region (Which includes any pending case with the NYSE forum prior to August 6, 2007)

Hearings Locations:
Albany, NY; Augusta, ME; Boston, MA; Buffalo, NY; Hartford, CT; London, England; Manchester, NH; Montpelier, VT; New York, NY; Newark, NJ; Philadelphia, PA; Providence, RI; Syracuse NY

FINRA Dispute Resolution

One Liberty Plaza
165 Broadway
27th Floor
New York, NY 10006
(212) 858-4200
Fax: (301) 527-4873

 

Western Region

 

Hearings Locations:
Albuquerque, NM; Anchorage, AK; Boise, ID; Cheyenne, WY; Denver, CO; Helena, MT; Honolulu, HI; Las Vegas, NV; Los Angeles, CA; Phoenix, AZ; Portland, OR; Reno, NV; Salt Lake City, UT; San Diego, CA; San Francisco, CA; Seattle, WA

Following is additional information regarding Los Angeles office/cases:

FINRA Dispute Resolution
300 S. Grand Avenue
Suite 900
Los Angeles, CA 90071
(213) 613-2680
Fax: (213) 613-2677

 

Southeast Region

Hearings Locations:
Atlanta, GA; Baltimore, MD; Birmingham, AL; Boca Raton, FL; Charlotte, NC; Columbia, SC; Ft. Lauderdale, FL; Jackson, MS; Jacksonville, FL; Little Rock, AR; Memphis, TN; Miami, FL; Nashville, TN; New Orleans, LA; Norfolk, VA; Orlando, FL; Raleigh, NC; Richmond, VA; San Juan, PR; Tampa, FL; Washington, DC; Wilmington, DE

FINRA Dispute Resolution
Boca Center Tower 1
5200 Town Center Circle
Boca Raton, FL 33486
(561) 416-0277

 

Midwest Region

Hearings Locations:
Bismarck, ND; Charleston, WV; Chicago, IL; Cincinnati, OH; Cleveland, OH; Columbus, OH; Dallas, TX; Des Moines, IA; Detroit, MI; Houston, TX; Indianapolis, IN; Kansas City, MO; Louisville, KY; Milwaukee, WI; Minneapolis, MN; Oklahoma City, OK; Omaha, NE; Pittsburgh, PA; Rapid City, SD; St. Louis, MO; Wichita, KS

FINRA Dispute Resolution
55 West Monroe Street, Suite 2600
Chicago, IL 60603-1002
(312) 899-4440
Fax: (312) 236-9239




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