Have you been damaged as the result of investment fraud? Representation accepted on a contingent fee basis.  » View Our New Client Questionnaire « 
Arbitration Securities
and Investment Fraud Lawyers
Guiliano Law Firm Securities Arbitration blog
Home
Archived Latest Securities News Articles Page: 3
Haitian Telecom Exec To Plead Guilty Over Terra Bribes
February 3, 2012 @ 9:03 am
   A former executive of a Haitian state-owned telecommunications company connected to a Terra Telecommunications Corp. bribery and money laundering scheme said Thursday he would plead guilty to conspiracy charges brought in Florida federal court....
Read Full Article

Carlyle Abandons Anti-Lawsuit Lingo In IPO Docs
February 3, 2012 @ 8:59 am
   Bowing to behind-the-scenes pressure from securities regulators, The Carlyle Group LP said Friday it would remove anti-lawsuit individual arbitration provisions that it had contemplated as part of its planned initial public offering....
Read Full Article

Sovereign Citizen Heads To Prison
February 3, 2012 @ 8:35 am
   

by Brian Mahany

Over the years I have met many people in the sovereign citizen movement. These are folks who don’t believe in the tax laws of the United States. Most are quite intelligent and have done much research before they decide not to pay federal income tax. Although all of these folks can cite cases and statutes, the end result is usually the same. Prison.

The latest sovereign citizen headed for prison is Timothy Garrison of Mt. Vernon, Washington. He was sentenced earlier this week to 42 months in federal prison. Prosecutors say he assisted others in filing fals...
Read Full Article


Ex-Qwest CFO To Pay $2.7M To Exit SEC Fraud Case
February 3, 2012 @ 8:06 am
   The former chief financial officer of Qwest Communications International Inc. has agreed to pay $2.7 million to exit a U.S. Securities and Exchange Commission lawsuit alleging he fraudulently inflated the company's revenue, according to settlement papers filed Thursday in Colorado federal court....
Read Full Article

Hogan Equity Capital Pro Leaves For Latham
February 3, 2012 @ 7:17 am
   The former head of Hogan Lovells LLP's equity capital markets practice is taking his expertise in mergers and acquisitions and securities issues to the London office of Latham & Watkins LLP as a partner, the firm said Wednesday....
Read Full Article

Goldman Investors Win Class Cert. In Action Over Risky MBS
February 3, 2012 @ 6:47 am
   A New York federal judge certified a class of plaintiffs Thursday in an action alleging Goldman Sachs Group Inc. misled investors into buying risky mortgage-backed securities....
Read Full Article

U.S. farmers, ranchers owed $100 million by MF Global
February 3, 2012 @ 6:42 am
   The $100 million is believed to be part of MF Global customers' $1.2 billion in funds that remain missing and marks the first time the amount still owed to farmers and ranchers has been quantified....
Read Full Article

US mutual fund workers denied whistleblower cover
February 3, 2012 @ 5:42 am
   Provisions of the Sarbanes-Oxley law that protects whistleblowers do not cover mutual fund workers under contract to public companies, the 1st Circuit ruled....
Read Full Article

Audit watchdog choice challenged by SEC member
February 3, 2012 @ 3:37 am
   In an unusually public split within the market regulator, a commissioner openly opposed the appointment of Jeanette Franzel to a separate panel that polices the corporate audit industry....
Read Full Article

Stanford had secret fund for bribes, yacht-witness
February 3, 2012 @ 2:00 am
   The Texas financier and alleged fraud drew on a secret Swiss slush fund for personal expenses, the government's top witness said at trial....
Read Full Article

SEC names new member to auditor watchdog board
February 3, 2012 @ 12:50 am
   Jeanette Franzel will replace Daniel Goelzer on the five-member Public Company Accounting Oversight Board, responsible for inspecting and disciplining accounting firms....
Read Full Article

Carlyle retreats on shareholder lawsuit ban
February 3, 2012 @ 12:36 am
   Ahead of its IPO, the private equity firm said it would drop a requirement that stockholders agree to resolve claims through arbitration rather than in court....
Read Full Article

Lawyer Indicted For Helping Clients Set Up Offshore Swiss Bank Accounts
February 2, 2012 @ 8:57 pm
   

by Brian Mahany

The IRS and U.S. Department of Justice show no sign of letting up in their quest to ferret out U.S. taxpayers with unreported offshore accounts. Earlier this week Justice officials unsealed an indictment against a former San Diego tax attorney and two of his clients for alleging hiding millions in unreported Swiss bank accounts.

According to the indictment, Christopher Rusch was charged with conspiracy to defraud the United States treasury. His crime? Prosecutors say he helped clients open unreported accounts at UBS bank in Switzerland. To facilitate the tax fr...
Read Full Article


The Bully Behind the Curtain
February 2, 2012 @ 7:28 pm
   


FINRA Securities Arbitration
- Arbitration is Litigation
- The Securities Arbitration Process
- The Arbitrators
- Discovery
- Arbitration Awards

Latest Securities News
- Archive

Claims Against Brokers
- Suitability
- Misrepresentations and Omissions
- Mutual Fund Fraud
- Annuity Fraud
- Failure to Supervise
- Breach of Fiduciary Duty
- Unauthorized Trading
- Securities Of Financial Institutions

Investor Resources
- Check Your Broker
- Check Your Brokerage Firm
- Check Your Investment Advisor
- Investor Resource Links
Securities Arbitration Blog
- Archive
- Categories

Contact Us
- Online Contact Form
- Evaluation Process
- Frequently Asked Questions

About The Firm
- The Lawyers
- The Professional Staff
- The Green Initiative
Our Office Location(s):
230 South Broad Street
Suite 601
Philadelphia, Pennsylvania 19102

Telephone: (215) 413-8223
Telecopier/Fax: (215) 413-8223
Toll Free: (877) SEC-ATTY
Email: contact@securitiesarbitrations.com

Martindale-Hubbel
View Disclaimer
Copyright 2012 ©. All rights reserved. Nicholas J. Guiliano, Esquire
Philadelphia Lawyer - Stockbroker Fraud - Investment Fraud Lawyer