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Guiliano Law Firm Securities Arbitration blog

FOR IMMEDIATE RELEASE
2012-21

Washington, D.C., Jan. 30, 2012 – The Securities and Exchange Commission today charged four former senior executives and accountants at the British subsidiary of an Indiana-based manufacturer of medical devices and aerospace products for their roles in an accounting fraud that was so pervasive that it distorted the financial statements of the parent company.

The SEC also reached settlements with the company’s former CEO and current CFO, who were not involved or aware of the scheme at the subsidiary, to recover bonus ...
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IRA business to boom, but advisers won't see much of it

January 30, 2012 @ 1:16 pm

Large record keepers in the catbird's seat with retirement account assets set to grow by 37% in next four years...
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Blank Rome Snaps Up M&A, PE Pro From K&L Gates

January 30, 2012 @ 12:51 pm

Blank Rome LLP is strengthening its mergers and acquisition and private equity practices with a former K&L Gates LLP attorney in New York who has more than 25 years of experience in deals, securities and other business matters, the firm announced Monday....
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Credit Unions' $629M Suit Over MBS Teeters On Loss

January 30, 2012 @ 12:32 pm

A California federal judge told U.S. credit regulators Monday that he plans to dismiss their $629 million lawsuit accusing RBS Securities Inc. and others of misleading investors over the riskiness of mortgage-backed securities sold to Western Corporate Federal Credit Union....
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Mesirow unloads $300M international equity team

January 30, 2012 @ 11:43 am

Roosevelt Investments snags eight-person team and its four separately managed account strategies; investment firm not done shopping...
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Futures investor cashes 60-1 bet on Giants

January 30, 2012 @ 11:34 am

Bookies blue over Big Blue's remarkable turnaround: things get worse if New York beats Pats in Super Bowl...
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U.S. regulators penalize debt collector for deception

January 30, 2012 @ 11:09 am

Asset Acceptance, a major U.S. buyer of consumer debt, agreed to pay $2.5 mln to settle charges it used intentionally misleading collection practices....
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Ex-Stanford analyst says was told to alter numbers

January 30, 2012 @ 1:35 am

At trial, Mark Collinsworth told jurors in that former firm executives--but not Stanford himself--asked him to change returns on investments to positive from negative in 2008....
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FINRA sues David Lerner founder for misleading investors

January 30, 2012 @ 12:51 am

David Lerner, who owns a brokerage that regulators say misled investors in its marketing of real estate securities, is now charged with similar misdeeds for statements he made to quell anxious customers, according to a complaint....
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U.S. states to decide this week on mortgage deal

January 30, 2012 @ 12:50 am

Officials are close to a settlement with the largest U.S. banks over mortgage abuses, with states facing an end-of-the-week deadline to decide whether they will sign on....
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FOR IMMEDIATE RELEASE 2012-21

FOR IMMEDIATE RELEASE
2012-21