 New fraud claims lobbed at private equity firm in 'quick flip' case
- A lawsuit pitting two buyout firms against one another over a transcontinental d...
|
|
Update on HSBC Tax Evasion Post – France Provided 24,000 Names To IRS
- Just 10 days ago
Quiet Disclosures (FBAR) Next IRS Target
- The IRS believes that there are millions of Americans who have failed to file...
|
|
SEC Charges Atlanta Resident with Fraud in Prime Bank Investment Scheme
- The SEC recently filed an emergency action in federal court in Atlanta, charging...
|
|
Bullard on the 401(k) Plan Large Menu Defense
- The Social Costs of Choice, Free Market Ideology and the Empirical Consequences ...
|
|
Death Sentence for Chinese Woman Convicted of $70 Million Ponzi Scheme
- A Chinese woman who masterminded a $70 million Ponzi scheme has been
|
|
Hundreds Of Americans Rip Up Passports To Avoid FATCA
- A recent headline in IFC Review declared that hundreds of Americans were ripp...
|
|
Trolling for Dollars*
- This week’s spin of the Panel wheel landed imPaneled on a new proceedin...
|
|
Winston & Strawn Faces DQ Bid In Calif. City Bankruptcies
- Citing an alleged conflict of interest, the California Public Employees’ R...
|
|
Hedge Fund Sues For Proxy Fight Rematch With Digirad
- Hedge fund Red Oak Partners LLC sued Wednesday seeking to force a rematch in its...
|
|
SAC To Scale Back Cooperation With Insider Trading Probe
- SAC Capital Advisors LLC reportedly informed its investors Friday that it was re...
|
|
JPMorgan Backs Dimon Before Shareholder Vote On Split Role
- JPMorgan Chase & Co. on Thursday urged shareholders to reject a proposal by acti...
|
|
Investor Says Bain's $7B Bid For Software Co. Is Too Low
- A pension fund that invests in Houston-based BMC Software Inc. on Thursday sued ...
|
|
Drug Co. Scores Partial Win In Suit Over Botched Offering
- A Delaware judge on Thursday granted a partial win to Emmaus Life Sciences Inc. ...
|
|
Company Control Not Just About Share Count, Chancery Says
- Vice Chancellor J. Travis Laster laid out a broad definition of “controlli...
|
|
Alternatives crackdown continues as Finra fines VSR
- More pain for broker-dealers as Finra fines another alternatives specialist. One...
|
|
Fewer advisers than expected switch to state oversight
- Back in 2009, regulators predicted that 4,000 investment advisers would shift fr...
|
|
Continental Ducks Shareholder Suit Over $313M Oil Asset Buy
- An Oklahoma federal judge on Thursday dismissed a lawsuit accusing Continental R...
|
|
ING Gave Morgan Stanley Kickbacks For 401(k) Biz, Suit Says
- An Alabama medical laboratory filed a proposed class action in New York federal ...
|
|
Credit Agricole Slams Lehman's $34M Terminated-Swaps Suit
- Credit Agricole Corporate and Investment Bank on Friday urged a New York bankrup...
|
|
What's now and what's next for Morgan Stanley's new trade tool
- Trade Flow Insights provides brokers with across-the-board product sales data an...
|
|
Rise Of The Machines — Predictive Coding Goes Mainstream
- The pros of using predictive coding far outweigh the cons. Given the heavy press...
|
|
Ex-Broker Gets Probation For Muni Bond Bid-Rigging
- After cooperating with a sweeping multistate investigation, the former CEO of a ...
|
|
Judge blocks $13 mln arbitration against SunTrust
- The federal judge's ruling prevents hedge fund Turnberry Capital Management from...
|
|
Rakoff Gives Dexia's $774M JPMorgan MBS Suit 2nd Life
- U.S. District Judge Jed S. Rakoff on Friday vacated an earlier decision dismissi...
|
|
Juniper Ducks Securities Suit Over Alleged Misstatements
- A California federal judge on Friday threw out a putative class action brought a...
|
|
Schwab Fund's Changes Breached Contract, 9th Circ. Hears
- Northstar Financial Advisors Inc. urged the Ninth Circuit on Friday to revive it...
|
|
Ex-financial adviser gets probation for muni bid-rigging
- The former chief of the now-defunct Kane Capital Strategies was sentenced to two...
|
|
SunTrust Blocks FINRA Arbitration In MBS Row
- SunTrust Banks Inc. on Friday won its bid to thwart a Financial Industry Regulat...
|
|
Elliott, Compuware Extend Standstill, Keep Proxy Door Open
- Elliott Management Corp., the hedge fund that offered to buy Compuware Corp. for...
|
