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Lawyers Tempt Fate Before Second Circuit and No One Likes What They May Get
April 18, 2014 @ 3:46 pm
    Last year, a Connecticut based hedge fund, Turnberry Capital Management LP, filed a FINRA arbitration securities claim against SunTrust Banks, Inc. to recover $13 million it lost in 2007 by investing in mortgage backed securities. However, Turnberry Capital Management did not purchase the securities from SunTrust, who manufactured the defective securities, but purchased the securities from Raymond James Financial.   Accordingly, SunTrust Banks promptly moved the United States District Court for the Souther District of New York to enjoin the arbitration, and late last year, District Judge Naomi Reice Buchwald agreed with SunTrust Banks and enjoined Turnberry’s securities arbitration before the Financial Industry Regulatory Authority that Turnberry was not SunTrust Bank’s “customer.” SunTrust Banks, Inc, et al, v Turnberry Capital Management LP, et al, U.S. District Court, Southern District of New York, No. 13-879 (Feb. 2013). ...

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