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SEC Penalties Seen As Weak
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February 12, 2010 @ 11:17 am |
Congress recognized private securities litigation as "an indispensable tool with which defrauded investors can recover their losses without having to rely upon government action' and consequently, such lawsuits 'promote public and global confidence in our capital markets and help to deter wrongdoing and guarantee that corporate officers, auditors, directors, lawyers and others properly perform their jobs."
The Securities and Exchange commission Amicus Curiae Brief Slayton, et al. v. Am. Express Co., et al., No. 08-5442-cv , January 21, 2010 Citing: H.R. Conf...
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Virtual Vice: A new technology crime novel based on true events
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