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Investors Continue To Get Duped into Equity Linked Notes
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August 30, 2011 @ 11:39 am |
Wall Street’s most recent synthetic investments, despite the catchy names, offer more risk that your broker is likely to disclose. The retail market for structured notes or equity linked notes, with principal protection has skyrocketed in recent years. Why? Because they are easy to sell to unsuspecting investors, offer high commissions, and have names that make them at least appear safe.
These products often have misleading names such as "...
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Securities Arbitration Panel Awards Customer Damages, Interest and Attorneys Fees.
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August 25, 2011 @ 9:10 am |
A Financial Industry Regulatory Authority Arbitration Panel in the matter of Fahs v Merrill Lynch Pierce Fenner & Smith, Inc., FINRA-DR Arbitration No. 09-06623 awarded a Connecticut man one hundred percent (100%) of his net out-of-pocket compensatory losses, plus interest at the rate of 6% per annum over a period of approximately three years, together with attorney’s fees of $30,000.
The claim relates to the conduct of his former stock broker, ...
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New Title 1Unholy Alliance: How Wall Street and Washington Sold U.S. Out
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Blood on the Street: The Sensational Inside Story of How Wall Street Analysts Duped a Generation of Investors
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